Before taking the Series 66 exam, candidates must successfully complete the Securities Industry Essentials (SIE) Exam, which serves as a co-requisite. The SIE Exam assesses a candidate’s ...

Fact checked by Suzanne KvilhaugReviewed by Katie Miller What Is a Financial Analyst? A financial analyst makes ...

To be eligible to sit for the exam, candidates must first earn a passing score on the Securities Industry Essentials (SIE) exam, which covers basic securities industry information. Together ...

While five of her children darted and dashed in a game of capture the flag inside the community center gym, or perfected a ...

But the exam itself has its own prerequisite. Candidates must first pass the Securities Industry Essentials exam. That exam assesses basic knowledge of the securities industry and covers markets ...

The exam covers the principles of state securities regulations. It was developed to qualify candidates who want to work in the securities industry within a state and to sell investment products ...