Candidates must correctly answer at least 73 out of the 100 scored questions to pass the exam. Test results ... the role of FINRA, and basic ethical standards. The Series 66 and SIE Exams together ...
includes 125 questions and requires a sponsor from a FINRA-member firm. Difficulty and Pass Rates: The SIE exam is considered less challenging, with an estimated pass rate of over 70% for test ...
The SIE Securities Industry Essentials exam is surrounded by myths that can confuse or discourage those preparing for it Many people hear exaggerated claims about its difficulty or misunderstand what ...
The Series 7 exam, which you must pass to get the license, is administered by the Financial Industry Regulatory Authority, or FINRA ... book multiple times, took practice exams and used flashcards ...