Fourteen state securities regulators investigated Edward D. Jones & Company, L.P.‘s supervision of customers moving from brokerage to advisory accounts following the 2016 U.S. Department of ...

New Mexico will receive about $320,000 as part of a multistate settlement after a years-long investigation into Edward D. Jones & Co. Edward Jones will pay $17 million total. Fourteen state securities ...

Utah joins a $17 million settlement with Edward Jones over advisory account switches after a multi-state investigation into compliance with fiduciary standards.

Announced on Jan. 13, the Arkansas Securities Department is now part of a $17 million settlement with Edward D. Jones & Co., L.P., after investigative findings unveiled the company's supervision ...

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As part of the settlement, Edward Jones will pay each of the 50 states, Washington, D.C., the U.S. Virgin Islands and Puerto Rico an administrative fine of about $320,000 each. In assessing the ...

Fourteen state securities regulators investigated Edward D. Jones & Company, L.P.‘s supervision of customers moving from brokerage to advisory accounts following the 2016 U.S. Department of Labor ...

New Mexico will receive about $320,000 as part of a multistate settlement after a years-long investigation into Edward D. Jones & Co. Edward Jones will pay $17 million total.